Vivaldi Capital Management, LLC (“VCM”) is a Securities Exchange Commission (“SEC”) registered investment adviser with its principal place of business in the State of Illinois.  VCM and its representatives are in compliance with the current notice filing and registration requirements imposed upon registered investment advisers by those states in which VCM maintains clients. VCM may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. For information pertaining to VCM’s registration status, please contact VCM or refer to the SEC’s Investment Adviser Public Disclosure web site (

Any subsequent, direct communication by VCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

Privacy Policy

Vivaldi Capital Management, LLC (“VCM”) is committed to safeguarding its clients’ confidential information.  VCM respects the confidentiality and privacy of client information and has created policies and procedures to help ensure the privacy of nonpublic personal information pursuant to Regulation S-P.  For a copy of VCM’s current privacy policy, please click here.

Terms of Use

Last revised September 2018

Use of this website is subject to the following terms and conditions. By viewing any of the material appearing on this site, you acknowledge that you have read, understood, and agreed to the following:

Vivaldi Capital Management, LLC (“VCM”) has provided materials on this site for informational purposes only.  The information provided here is not investment advice and is not intended for use as investment advice or as a substitute for professional counsel.  Online viewers should not act on information appearing on this site in any matter affecting their interests without obtaining formal, professional guidance. Any financial market information provided on this site should not be used or relied upon for investment or other financial decisions. Any such use is at the user’s own risk.

The contents of this web site are limited to the dissemination of general information pertaining to VCM and to VCM’s investment advisory and wealth management services. Investing involves the potential for losses as well as gains and therefore may not be suitable for all investors. Neither VCM nor anyone who participated in creating and presenting this website and its content is or will be liable for any direct, indirect, incidental, consequential, or other damages, or losses of any kind, which may arise from access to this site or the use of any information, images, video, or sound appearing on it or derived from it.

This site may provide links to other web sites.  Such other sites are not controlled by VCM. The links are provided only for convenience. VCM does not endorse the sponsor or owner of any such sites or warrant the accuracy of any information found there. Further, VCM makes no representation concerning the quality, accuracy, suitability, or safety of the content of those sites and expressly disclaims any responsibility for the content, accuracy of information, and availability of and/or quality of products, services, or software provided by or advertised on any third-party web sites. If you leave this site through a hyperlink, or any other means, you do so at your own risk.