Vivaldi Capital Management, LP Named to 2019 Financial Times 300 Top Registered Investment Advisers
June 27, 2019 – Vivaldi Capital Management, LP is pleased to announce it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers. The list recognizes top independent RIA firms from across the United States.
Vivaldi Capital Management, LP (“VCM”) is a privately-owned wealth and investment management firm serving high-net-worth individuals, families and institutions that was founded in 2011. VCM’s services include wealth management (inclusive of offering alternative investments), investment research and retirement plan services, addressing a full range of financial needs. Together, with its affiliates (collectively, “Vivaldi”), Vivaldi has approximately $2.7 billion of assets under management and 43 employees, with 9 of those joining since the fourth quarter of 2018. VCM is headquartered in Chicago, Illinois with locations in Mill Valley, California and San Ramon, California.
Since its inception, Vivaldi has grown organically at a rate of 30% annually. Michael Peck, President and Co-Chief Investment Officer of Vivaldi, attributes Vivaldi’s success to the firm’s commitment to bettering our client experience. Technological innovation has been the key driving force behind that initiative. According to Michael, “Our focus is always, first and foremost, ensuring our clients receive the best from all facets of our firm. We’ve kept that in mind as we’ve built our proprietary back office platform. With our ever-evolving platform, we have been able to free up advisor’s time, nearly eliminate the potential for human error, quickly create and adjust custom portfolios and deliver a streamlined experience for our clients without sacrificing the quality of our offering.”
This is the sixth annual FT 300 list, produced independently by the Financial Times in collaboration with Ignites Research, a subsidiary of the FT that provides business intelligence on the asset management industry.
RIA firms applied for consideration, having met a minimum set of criteria. Applicants were then graded on six factors: assets under management (AUM); AUM growth rate; years in existence; advanced industry credentials of the firm’s advisers; online accessibility; and compliance records. There are no fees or other considerations required of RIAs that apply for the FT 300.
The final FT 300 represents an impressive cohort of elite RIA firms, as the “average” practice in this year’s list has been in existence for over 22 years and manages $4.6 billion in assets. The FT 300 Top RIAs hail from 37 states.
The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. The listing reflected each practice’s performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.